Robert Shoji
Robert Shoji is a registered investment advisor at Cetera Investment Advisers LLC, based in Milwaukie, OR, with 42 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Milwaukie, OR
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert operates Shoji Financial Services and Shoji Financial Group LLC, offering financial services and insurance. He also owns 50% of Shoji Properties LLC, spending minimal time on property management, and works as a notary public, also dedicating minimal time. Robert spends about 10-20% of his time on financial services and insurance sales, and a few hours per week selling fixed insurance products.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Pacific West Financial Consultants INC
Pacific West Securities, INC.Broker
Pacific Harbor Securities, INC.Broker
Washington Square Securities, INC.Broker
Equity Services, INC.Broker
State Registrations4 states
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