Paul Brule
Paul Brule is a registered investment advisor at LPL Financial LLC, based in Albuquerque, NM, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Albuquerque, NM
Get directionsHistory
Regulatory History (8)
Financial
September 2023Judgment / Lien
September 2016Judgment / Lien
February 2015Employment Separation After Allegations
June 2012Judgment / Lien
April 2012Judgment / Lien
April 1997Criminal
November 1994Judgment / Lien
October 1994Other Business ActivitiesSells Insurance
Paul is the owner of Brule Benefit Advisors, a sole proprietorship, since 1997. He spends about 10-20% of his time on insurance sales and service for various insurance carriers and provides employee benefit training.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
J. W. Cole Advisors, INC.
J.W. Cole Financial, INC.Broker
Financial Advisers of America, LLC
Financial Advisers of America, LLCBroker
United Planners' Financial Services of America a Limited Partner
United Planners' Financial Services of America a Limited PartnerBroker
Martin Financial Advisors
Nations Financial Group, INC.
Nations Financial Group, INC.Broker
Sunamerica Securities, INC.Broker
Financial Network Investment CorporationBroker
The Prudential Insurance Company of AmericaBroker
Pruco Securities CorporationBroker
Princor Financial Services CorporationBroker
Pruco Securities CorporationBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.