SW
SW
Scott Wendelin
41 Years of Experience
Beverly Hills, CA
1 DisclosureBroker
Scott Wendelin is a registered investment advisor at Wells Fargo Advisors, based in Beverly Hills, CA, with 41 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
Loading...
Location
433 N Camden Dr 9th & 12th Fls, [La-Rbo], Beverly Hills, CA, 90210
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2023Settled
Employment History
Current Registrations
Wells Fargo Advisors
February 2016 - Present · 10 yrs 5 mos
Wells Fargo Clearing Services, LLC
February 2016 - Present · 10 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
February 2016 - Present · 10 yrs 5 mos
Previous Registrations
Credit Suisse Securities (USA) LLC
December 2012 - March 2016 · 3 yrs 3 mos
Credit Suisse Securities (USA) LLCBroker
December 2012 - March 2016 · 3 yrs 3 mos
Alliancebernstein L.P.
April 2008 - December 2012 · 4 yrs 8 mos
Sanford C. Bernstein & CO., LLCBroker
March 2008 - December 2012 · 4 yrs 9 mos
Prospect Financial Advisors, LLCBroker
April 2003 - November 2007 · 4 yrs 7 mos
Tucker Anthony IncorporatedBroker
February 2001 - December 2001 · 10 mos
Sutro & CO. IncorporatedBroker
April 1995 - January 2001 · 5 yrs 9 mos
Salomon Brothers INC.Broker
May 1984 - May 1995 · 11 yrs
A.G. Becker Paribas IncorporatedBroker
July 1983 - April 1984 · 9 mos
Warburg Paribas Becker IncorporatedBroker
June 1983 - June 1983 · 0 mos
State Registrations8 states
AKCADCNVOHORTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.