Samuel Keck
Samuel Keck is a registered investment advisor at Osaic Wealth, INC., based in Atlanta, GA, with 32 years of industry experience. Samuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
2300 Windy Ridge Parkway, Suite 750, Atlanta, GA, 30339
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2013Customer Dispute
February 2007Other Business ActivitiesSells Insurance
Samuel is the president of Asset Fortress Group, Inc., spending about 10-20% of his time collecting data and delivering business valuation reports. He also has an insurance license with Clearview Financial, LLC, dedicating about a quarter of his time to life insurance sales, and spends minimal time as an independent contractor with Insmark selling computer software related to life insurance.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Advisory Services, LLC
Previous Registrations
Triad Advisors LLCBroker
Spc
Parkland Securities, LLCBroker
Walnut Street Securities, INC.Broker
Multi-Financial Securities CorporationBroker
Investors Brokerage Services, INC.Broker
Integrated Resources Equity CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.