Joseph Giangiulio
Joseph Giangiulio is a registered investment advisor at LPL Financial LLC, based in Dallas, TX, with 43 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
3030 Lyndon B Johnson Fwy, Suite 1640, Dallas, TX, 75234
Get directionsHistory
Regulatory History (3)
Customer Dispute
January 2010Customer Dispute
September 2006Customer Dispute
October 1999Other Business ActivitiesSells Insurance
Joseph is an independent insurance agent since 1983 and a CPA preparing tax returns and tax estimates since 1983. He also owns J Giangiulio LLC and provides tax services through Enjoy Inc, taking about half of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Fsc Securities Corporation
Fsc Securities CorporationBroker
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Nicholas Lalonde, CFPLPL Financial LLC
- Gary HughesLPL Financial LLC
- Jacob Winston, CFPLPL Financial LLC
- Douglas Cochran, CFPLPL Financial LLC
- Randy Black, CFPLPL Financial LLC
- Robert StephensLPL Financial LLC