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Gary Hughes is a registered investment advisor at LPL Financial LLC, based in Dallas, TX, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
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Location
Dallas, TX
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2005Denied
Customer Dispute
July 2001Denied
Employment History
Current Registrations
LPL Financial LLC
August 2008 - Present · 17 yrs 9 mos
LPL Financial LLC
August 2008 - Present · 17 yrs 9 mos
LPL Financial LLCBroker
August 2008 - Present · 17 yrs 9 mos
Previous Registrations
Banc of America Investment Services, INC.
September 2002 - September 2008 · 6 yrs
Banc of America Investment Services, INC.Broker
January 1998 - September 2008 · 10 yrs 8 mos
NationssecuritiesBroker
July 1993 - January 1998 · 4 yrs 6 mos
Dean Witter Reynolds INC.Broker
August 1989 - July 1993 · 3 yrs 11 mos
Caprock Securities, INC.Broker
April 1986 - July 1989 · 3 yrs 3 mos
State Registrations5 states
CACOLAOKTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.