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CFP
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CFP

Douglas Cochran

LPL Financial LLC
31 Years of Experience
Dallas, TX
Broker
View SEC Summary
View SEC Summary

Douglas Cochran is a CFP-designated registered investment advisor at LPL Financial LLC, based in Dallas, TX, with 31 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

17950 Preston Rd Ste 350, Dallas, TX, 75252-5793

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Douglas is involved with DHC Planning, LLC, a business entity for tax/investment purposes only, since 2022. This activity takes nearly full-time hours.

Employment History
Current Registrations
LPL Financial LLC
November 2006 - Present · 20 yrs
LPL Financial LLCBroker
November 2006 - Present · 20 yrs
Previous Registrations
Banc of America Investment Services, INC.
October 2000 - November 2006 · 6 yrs 1 mo
Banc of America Investment Services, INC.Broker
October 2000 - November 2006 · 6 yrs 1 mo
Chase Investment Services CORP.Broker
March 1999 - October 2000 · 1 yr 7 mos
Chase Securities of Texas, INC.Broker
April 1998 - March 1999 · 11 mos
Charles Schwab & CO., INC.Broker
March 1997 - April 1998 · 1 yr 1 mo
Fidelity Brokerage Services, INC.Broker
September 1995 - December 1996 · 1 yr 3 mos
Edward D. Jones & CO., L.P.Broker
September 1994 - June 1995 · 9 mos
State Registrations7 states
AZCAFLKYLAMOTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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