Francis Fauble is a ChFC-designated registered investment advisor, based in Lewisburg, PA, with 43 years of industry experience. Francis is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Lewisburg, PA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Francis is an independent insurance agent selling disability, fixed annuities, life/accident/health, and long-term care insurance, dedicating a significant amount of time to this. He is also involved in various financial services businesses, including Vicus Capital, Frank Fauble (DBA), Frank Fauble LLC, Vertice Financial, and Fauble Financial.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Vicus Capital, INC.
Previous Registrations
Walnut Street Advisers INC
Walnut Street Securities, INC.Broker
Aetna Investment Services, INC.Broker
Washington Square Securities, INC.Broker
F & G Securities, INC.Broker
Aetna Financial Services, INC.Broker
Aetna Life Insurance and Annuity CompanyBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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