Edwin Katz is a registered investment advisor at Morgan Stanley, based in Chicago, IL, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
233 South Wacker Drive, Suite 8600, Chicago, IL, 60606
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Regulatory History (3)
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Customer Dispute
July 1991Settled
Customer Dispute
November 1990Award / Judgment
Customer Dispute
July 1987Settled
Employment History
Current Registrations
Morgan Stanley
April 2014 - Present · 12 yrs 1 mo
Morgan Stanley
December 2013 - Present · 12 yrs 5 mos
Morgan StanleyBroker
December 2013 - Present · 12 yrs 5 mos
Previous Registrations
Oakstreet Wealth Management, INC.
January 2012 - March 2014 · 2 yrs 2 mos
Access Financial Group, INC.Broker
January 2003 - December 2013 · 10 yrs 11 mos
First Alliance Asset Management INC
November 1999 - March 2010 · 10 yrs 4 mos
Round Hill Securities, INC.Broker
April 1998 - January 2003 · 4 yrs 9 mos
Painewebber IncorporatedBroker
February 1988 - April 1998 · 10 yrs 2 mos
Shearson Lehman Hutton INC.Broker
February 1988 - March 1988 · 1 mo
E. F. Hutton & Company INCBroker
September 1983 - February 1988 · 4 yrs 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.