David Vickery
David Vickery is a registered investment advisor at Spc, based in Cadillac, MI, with 42 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 30,916 clients with $6.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum annual advisory fee is 2.50%. Advisors set their own rates for each account up to this maximum limit. A 0.15% program fee is included within the total fee.
Fee Estimator
Location
207 S. Mitchell St., Unit D, Cadillac, MI, 49601
Get directionsHistory
Regulatory History (3)
Customer Dispute
August 2016Employment Separation After Allegations
November 1999Employment Separation After Allegations
February 1996Other Business ActivitiesSells Insurance
David sells life, health, and fixed annuities through various insurance companies and is a fiduciary for the Cadillac Financial 401k plan. He also receives rental income for office space and is on the Michigan Catholic Conference Lay Employees Retirement Plan Board of Directors, meeting quarterly.
Employment History
Current Registrations
Spc
Sigma Financial CorporationBroker
Previous Registrations
Lifeusa Securities, INC.Broker
Investors Capital CORP.Broker
Walnut Street Securities, INC.Broker
Centennial Securities CO.Broker
E.I. Sales, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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