Steven Hartman
Steven Hartman is a registered investment advisor at Raymond James & Associates, INC., based in West Hartford, CT, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
433 South Main Street, Suite 325, West Hartford, CT, 06110
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2006Customer Dispute
August 1997Other Business Activities
Steven is a board member with the Arthritis Foundation and serves as an owner with Advance Funding Inc. for private real estate investments. He also works as a timekeeper for Avon CT High School Girls Varsity Basketball, dedicating a few hours per week.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.