JD
JD

John Donovan

33 Years of Experience
West Hartford, CT
1 DisclosureBroker

John Donovan is a registered investment advisor at Raymond James & Associates, INC., based in West Hartford, CT, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

433 South Main Street, Suite 325, West Hartford, CT, 06110

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2009
Denied
Other Business Activities

John is a board member and treasurer for Plumb Hill LLC, a charity/private foundation, spending minimal time outside business hours. He is also the President of the Board for Plumb Hill Playing Fields Inc, dedicating minimal time to this role.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2018 - Present · 8 yrs 5 mos
Raymond James & Associates, INC.
February 2018 - Present · 8 yrs 5 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - February 2018 · 8 yrs 8 mos
Morgan Stanley
June 2009 - February 2018 · 8 yrs 8 mos
Morgan Stanley & CO. Incorporated
September 2008 - June 2009 · 9 mos
Morgan Stanley & CO. IncorporatedBroker
September 2008 - June 2009 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2000 - September 2008 · 8 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2000 - September 2008 · 8 yrs 6 mos
Oppenheimerfunds Distributor, INC.Broker
August 1998 - February 2000 · 1 yr 6 mos
Directed Services, INC.Broker
June 1998 - August 1998 · 2 mos
Liberty Financial Investments, INC.Broker
March 1995 - March 1998 · 3 yrs
Colonial Investment ServicesBroker
May 1994 - March 1995 · 10 mos
State Street Research Investment Services, INC.Broker
May 1992 - April 1994 · 1 yr 11 mos
First Investors CorporationBroker
May 1988 - July 1988 · 2 mos
State Registrations7 states
AZCTFLILMAMINY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Donovan - Financial Advisor | TrueAdvisor