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Timothy Gibson

Raymond James & Associates, INC.
28 Years of Experience
West Hartford, CT
1 DisclosureBroker
View SEC Summary
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Timothy Gibson is a registered investment advisor at Raymond James & Associates, INC., based in West Hartford, CT, with 28 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

29 South Main Street, Suite 210, West Hartford, CT, 06107

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2021
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Timothy is an independent contractor playing in a band called so/lo musical group, dedicating minimal time to this activity. He rarely accepts money for playing, and the most he would make in any year is $1500.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
July 2018 - Present · 8 yrs 3 mos
Raymond James & Associates, INC.
July 2018 - Present · 8 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2008 - July 2018 · 10 yrs 6 mos
Wells Fargo Clearing Services, LLC
January 2008 - July 2018 · 10 yrs 6 mos
A. G. Edwards & Sons, INC.
February 2002 - January 2008 · 5 yrs 11 mos
A. G. Edwards & Sons, INC.Broker
May 1998 - January 2008 · 9 yrs 8 mos
Aetna Investment Services, INC.Broker
April 1996 - November 1996 · 7 mos
State Registrations25 states
ALARAZCACOCTDCDEFLGAKSMAMDMENCNHNJNYOHPARISCTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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