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Steven Smith

Wealth Advisory Solutions, LLC
39 Years of Experience
Zionsville, IN
1 Disclosure
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Steven Smith is a registered investment advisor at Wealth Advisory Solutions, LLC, based in Zionsville, IN, with 39 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities, Business Owners, Charitable Giving, Education Planning, and 7 more. Their firm serves 684 clients with $600M in assets under management.

Wealth Advisory Solutions, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
684 clients
Average Client Portfolio
$876K average
Assets Under Management
$599.1M

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Annual fee of up to 2.25% of assets under management. Fees are negotiable based on factors such as portfolio size, expected future assets, and account composition.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1630 West Oak Street, Zionsville, IN, 46077

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 1990
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Steven co-owns Livingston Park LLC and Red Hill Properties LLC, both rental property LLCs, and Deer Forest LLC for growing timber, dedicating minimal time to each. He also co-owns SandJ's Toys LLC, a business buying and selling historic cars, and owns Monument Group Wealth LLC, a fee-only RIA, dedicating full-time hours to it.

Employment History
Current Registrations
Wealth Advisory Solutions, LLC
September 2019 - Present · 7 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
April 2009 - November 2019 · 10 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
April 2009 - November 2019 · 10 yrs 7 mos
Citigroup Global Markets INC.
May 2006 - May 2009 · 3 yrs
Citigroup Global Markets INC.Broker
May 2006 - May 2009 · 3 yrs
UBS Financial Services INC.
February 2000 - May 2006 · 6 yrs 3 mos
UBS Financial Services INC.Broker
November 1993 - May 2006 · 12 yrs 6 mos
Smith Barney Shearson INC.Broker
March 1987 - November 1993 · 6 yrs 8 mos
Daseke & CO., INC.Broker
November 1986 - May 1987 · 6 mos
State Registrations1 state
IN
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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