RJ
CFP · ChFC
RJ
CFP · ChFC

Robert Johnston

42 Years of Experience
El Segundo, CA
4 DisclosuresBrokerSells Insurance

Robert Johnston is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in El Segundo, CA, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

2041 Rosecrans Ave Ste 340, Ste. 340, El Segundo, CA, 90245

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2003
Pending
Customer Dispute
October 1992
Award / Judgment
Customer Dispute
September 1989
Settled
Investigation
Other Business ActivitiesSells Insurance

Robert is an agent for life and variable insurance. He also operates Robert B. Johnston Investments, Inc. as a DBA for his securities-related business.

Employment History
Current Registrations
LPL Financial LLCBroker
June 2025 - Present · 11 mos
LPL Financial LLC
June 2025 - Present · 11 mos
Previous Registrations
Western International Securities
May 2008 - June 2025 · 17 yrs 1 mo
Western International Securities, INC.Broker
May 2008 - June 2025 · 17 yrs 1 mo
Financial West GroupBroker
January 2006 - June 2008 · 2 yrs 5 mos
Financial West Group
January 2006 - June 2008 · 2 yrs 5 mos
Citigroup Global Markets INC.
May 2002 - February 2006 · 3 yrs 9 mos
Citigroup Global Markets INC.Broker
May 2002 - February 2006 · 3 yrs 9 mos
Prudential Securities Incorporated
July 1997 - May 2002 · 4 yrs 10 mos
Prudential Securities IncorporatedBroker
June 1994 - May 2002 · 7 yrs 11 mos
Painewebber IncorporatedBroker
August 1990 - May 1994 · 3 yrs 9 mos
Oppenheimer & CO., INC.Broker
September 1987 - September 1990 · 3 yrs
Bear, Stearns & CO. INC.Broker
September 1986 - September 1987 · 1 yr
R. H. Moulton & CO.Broker
December 1985 - October 1986 · 10 mos
B.O.C.L. Securities CORP.Broker
May 1985 - December 1985 · 7 mos
Coastal Securities CorporationBroker
January 1984 - May 1985 · 1 yr 4 mos
California Municipal Investors, INC.Broker
November 1983 - December 1983 · 1 mo
State Registrations11 states
AZCACOFLMINYOHORTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Johnston - Financial Advisor | TrueAdvisor