Richard Mcmillan
Richard Mcmillan is a registered investment advisor at LPL Financial LLC, based in Virginia Beach, VA, with 30 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
607 Lynnhaven Pkwy, Virginia Beach, VA, 23452
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2003Other Business ActivitiesSells Insurance
Richard is an insurance agent selling non-variable insurance through Virginia Insurance Agency Solutions since June 2020. This activity takes minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Osaic Institutions, INC.
Osaic Institutions, INC.Broker
Bi Investments, LLC
Bi Investments, LLCBroker
Mfs/sun Life Financial Distributors, INC.Broker
Mfs Fund Distributors, INC.Broker
AXA Distributors, LLCBroker
Davenport & Company LLCBroker
Wheat, First Securities, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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