Richard Mcmillan
Richard Mcmillan is a registered investment advisor at LPL Financial LLC, based in Kitty Hawk, NC, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
10B Juniper Trail, Kitty Hawk, NC, 27979
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Regulatory History (1)
Customer Dispute
November 2003Other Business ActivitiesSells Insurance
Richard is an insurance agent selling non-variable insurance through Virginia Insurance Agency Solutions since June 2020. This activity takes minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Osaic Institutions, INC.
Osaic Institutions, INC.Broker
Bi Investments, LLC
Bi Investments, LLCBroker
Mfs/sun Life Financial Distributors, INC.Broker
Mfs Fund Distributors, INC.Broker
AXA Distributors, LLCBroker
Davenport & Company LLCBroker
Wheat, First Securities, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.