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Michael Mulvaney

42 Years of Experience
St. Paul, MN
1 DisclosureBroker

Michael Mulvaney is a registered investment advisor at RBC Capital Markets, LLC, based in St. Paul, MN, with 42 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

971 Sibley Memorial Hwy, Suite 100, St. Paul, MN, 55118-2250

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History

Regulatory History (1)
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Customer Dispute
September 2015
Settled
Employment History
Current Registrations
RBC Capital Markets, LLC
October 2007 - Present · 18 yrs 7 mos
RBC Capital Markets, LLC
October 2007 - Present · 18 yrs 7 mos
RBC Capital Markets, LLCBroker
October 2007 - Present · 18 yrs 7 mos
Previous Registrations
UBS Financial Services INC.Broker
August 2006 - November 2007 · 1 yr 3 mos
Piper Jaffray & CO.Broker
April 1997 - August 2006 · 9 yrs 4 mos
John G. Kinnard and Company, IncorporatedBroker
September 1983 - April 1997 · 13 yrs 7 mos
State Registrations21 states
AZCACOFLGAIAIDMDMNMTNCNDNJNVNYOHORRISCVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.