Robert Cohen
Robert Cohen is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Melville, NY, with 42 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
400 Broadhollow Road, Suite 401, Melville, NY, 11747
Get directionsHistory
Regulatory History (3)
Customer Dispute
May 2024Customer Dispute
January 2019Employment Separation After Allegations
September 2018Other Business Activities
Robert is a managing partner in three real estate LLCs: Kou Law Cohen LLC, Kou Law Cohen & Hu LLC, and Kou law Cohen & Bennett LLC. He delegates day-to-day operations and spends minimal time on these investment-related activities.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
Butcher & Singer INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.