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Robert Cohen

Stifel, Nicolaus & Company, Incorporated
43 Years of Experience
Melville, NY
2 DisclosuresBroker
View SEC Summary
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Robert Cohen is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Melville, NY, with 43 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

400 Broadhollow Road, Suite 401, Melville, NY, 11747

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2019
Denied
Employment Separation After Allegations
September 2018
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Robert is a managing partner in three real estate LLCs: Kou Law Cohen LLC, Kou Law Cohen & Hu LLC, and Kou law Cohen & Bennett LLC. He delegates day-to-day operations and spends minimal time on these investment-related activities.

Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
October 2018 - Present · 8 yrs
Stifel, Nicolaus & Company, Incorporated
October 2018 - Present · 8 yrs
Previous Registrations
UBS Financial Services INC.
September 2009 - October 2018 · 9 yrs 1 mo
UBS Financial Services INC.Broker
December 2008 - October 2018 · 9 yrs 10 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - December 2008 · 1 yr 8 mos
Morgan Stanley & CO. Incorporated
April 2007 - December 2008 · 1 yr 8 mos
Morgan Stanley
September 2005 - April 2007 · 1 yr 7 mos
Morgan Stanley Dw INC.Broker
January 1990 - April 2007 · 17 yrs 3 mos
Butcher & Singer INC.Broker
August 1983 - January 1990 · 6 yrs 5 mos
State Registrations28 states
ALAZCACOCTDEFLGAIDILMAMDMIMONCNHNJNVNYOHPARISCSDTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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