Charles Comer is a registered investment advisor, based in New York, NY, with 37 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold.
Location
35 West 31st Street, Store 1 #4054, New York, NY, 10001
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Charles co-owns and manages Family Office Advisors LLC, a multi-family office and registered investment advisor, dedicating about 10-20% of his time. He also serves as Trustee/Deputy Mayor for the Village of Baxter Estates, NY, and is an owner providing research services for Comer & Company, taking about a quarter of his time.
Employment History
Current Registrations
Yorkville Ives & CO., LLC
Yorkville Ives & CO., LLCBroker
Family Office Advisors LLC
Muriel Siebert & CO., LLCBroker
A.G.P. / Alliance Global Partners
A.G.P. / Alliance Global PartnersBroker
Analyst HUB Securities, LLCBroker
Analyst HUB Securities, LLC
Previous Registrations
Family Office Advisors LLC
Dawson James Securities, INC.Broker
Boc International (USA) INC.Broker
Btig, LLCBroker
Rafferty Capital Markets, LLCBroker
Kota Global Securities INC.Broker
Wellington Shields & CO., LLCBroker
Mlv & CO. LLCBroker
Direct Access Partners LLCBroker
Btig, LLCBroker
Btig, LLCBroker
Cohen & Company Securities, LLCBroker
Hfp Capital Markets LLCBroker
Hapoalim Securities USA, INC.Broker
Hapoalim Securities USA, INC.Broker
Chardan Capital Markets LLCBroker
Thinkequity LLCBroker
Arjent Services LLCBroker
Midwood Securities, INC.Broker
Pali Capital, INC.Broker
Execution, LLCBroker
Knight Equity Markets, L.P.Broker
Sungard Institutional Brokerage INC.Broker
Fulcrum Global Partners LLCBroker
Bengal Partners LLCBroker
Investment Solution, INC.Broker
Calyon Securities (USA) INCBroker
Credit Lyonnais Securities (USA), INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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