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John O'keeffe

Kestra Advisory Services, LLC
43 Years of Experience
Fairfield, NJ
1 DisclosureBrokerSells Insurance
View SEC Summary
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John O'keeffe is a registered investment advisor at Kestra Advisory Services, LLC, based in Fairfield, NJ, with 43 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 117,403 clients with $80B in assets under management.

Kestra Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1456 advisors
Number of Clients
117,403 clients
Average Client Portfolio
$680K average
Assets Under Management
$79.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Asset-based fees range up to 2.5% of assets under management and are negotiable based on account size, registration type, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

100 Passaic Ave., Suite 100A, Fairfield, NJ, 07004

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
September 2020
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

John is a financial advisor with Kestra Advisory Services, spending about half his time on these duties. He is also an owner and financial advisor with O'Keeffe Financial Partners LLC, working full-time. Additionally, John is an independent contractor for life insurance with CAPITAS FINANCIAL LLC and a managing member of O'KEEFFE HOLDINGS LLC, dedicating minimal time to each.

Employment History
Current Registrations
Kestra Advisory Services, LLC
November 2020 - Present · 5 yrs 11 mos
Kestra Investment Services, LLCBroker
October 2020 - Present · 6 yrs
Previous Registrations
Raymond James Financial Services Advisors, INC
February 2009 - October 2020 · 11 yrs 8 mos
Raymond James Financial Services, INC.Broker
February 2009 - October 2020 · 11 yrs 8 mos
Citigroup Global Markets INC.
May 2002 - March 2009 · 6 yrs 10 mos
Citigroup Global Markets INC.Broker
May 1999 - March 2009 · 9 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1989 - May 1999 · 10 yrs 3 mos
Oppenheimer & CO., INC.Broker
June 1987 - February 1989 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1983 - May 1999 · 15 yrs 9 mos
State Registrations14 states
AZCAFLGAIDILMANCNENJNYOHPASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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