Steven Richardson
Steven Richardson is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Louisville, KY, with 42 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
10503 Timberwood Circle, Suite 205, Louisville, KY, 40223
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven is an independent insurance agent selling long-term care insurance and owns rental properties as a minority owner. He is also the owner of Commonwealth Capital Management, LLC, dedicating about a quarter of his time to this financial services business, and is the president of Sycamore Ridge HOA, spending minimal time on this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Walnut Street Securities, INC.
Walnut Street Securities, INC.Broker
Nathan & Lewis Securities, INC.Broker
Nathan & Lewis Securities, INC.
Mfi Investments CORP.Broker
Alexander Investment Services CO.Broker
Waddell & Reed, INC.Broker
State Registrations42 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.