AS
CFP
AS
CFP
Andrew Southworth
26 Years of Experience
Louisville, KY
2 DisclosuresBroker
Andrew Southworth is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Louisville, KY, with 26 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
10503 Timberwood Cir, Ste 205, Louisville, KY, 40223
Get directionsHistory
Regulatory History (2)
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Employment Separation After Allegations
September 2018Customer Dispute
July 2008Denied
Employment History
Current Registrations
Cetera Investment Advisers LLC
November 2025 - Present · 10 mos
Cetera Wealth Services, LLCBroker
November 2025 - Present · 10 mos
Previous Registrations
Thurston Springer Advisors
November 2020 - November 2025 · 5 yrs
Thurston Springer Financial
December 2018 - July 2021 · 2 yrs 7 mos
Thurston Springer FinancialBroker
October 2018 - November 2025 · 7 yrs 1 mo
Thurston Springer Financial
October 2018 - October 2018 · 0 mos
Kpp Advisory Services LLC
October 2017 - October 2018 · 1 yr
LPL Financial LLCBroker
December 2006 - October 2018 · 11 yrs 10 mos
LPL Financial LLC
December 2006 - March 2018 · 11 yrs 3 mos
New England Securities Corporation
July 2005 - December 2006 · 1 yr 5 mos
New England SecuritiesBroker
July 2005 - December 2006 · 1 yr 5 mos
AXA Advisors, LLCBroker
September 2003 - July 2005 · 1 yr 10 mos
Edward JonesBroker
August 1999 - May 2003 · 3 yrs 9 mos
State Registrations11 states
CAFLILINKYMEMIMSOHTNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.