Alfonso Cioffi is a registered investment advisor at LPL Financial LLC, based in Warrensburg, NY, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3853 Main Street, Warrensburg, NY, 12885
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Alfonso operates under two DBAs for his LPL business: Glens Falls National Investment Services (since 2012) and Arrow Investment Services (starting 2025). He also works as a ski instructor, dedicating minimal time to this non-investment related activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Key Investment Services LLC
Key Investment Services LLCBroker
Primevest Financial Services, INC.
Bancnorth Investment Group, INC.Broker
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
Infinex Investments, INC.Broker
Liberty Securities CorporationBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Montano Securities CorporationBroker
Invest Financial CorporationBroker
A. G. Edwards & Sons, INC.Broker
Thomas James Associates, INC.Broker
First Investors CorporationBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.