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Stanley Katz

Oneseven
43 Years of Experience
Daniel Island, SC
2 DisclosuresSells Insurance
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Stanley Katz is a registered investment advisor at Oneseven, based in Daniel Island, SC, with 43 years of industry experience. Stanley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 16,335 clients with $7.7B in assets under management.

Oneseven
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
119 advisors
Number of Clients
16,335 clients
Average Client Portfolio
$472K average
Assets Under Management
$7.7B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annual investment advisory fees range from 0.05% to 2.00% based on the size and complexity of the relationship. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Daniel Island, SC

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2006
Settled
Customer Dispute
August 1993
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Stanley is an independent licensed insurance agent since 1983, selling annuities. He is also a marketing committee member for The Dayton Foundation, dedicating minimal time, and a registered representative with Fortune Financial Services, spending a few hours per week. Additionally, Stanley works nearly full-time as an IAR with RIA MGO One Seven LLC.

Employment History
Current Registrations
Oneseven
October 2021 - Present · 5 yrs
Previous Registrations
Fortune Financial Services, INC.Broker
November 2021 - December 2024 · 3 yrs 1 mo
Ross, Sinclaire & Associates, LLC
January 2016 - December 2021 · 5 yrs 11 mos
Ross, Sinclaire & Associates, LLCBroker
January 2016 - June 2020 · 4 yrs 5 mos
Western International Securities, INC.Broker
March 2014 - December 2015 · 1 yr 9 mos
Clientfirst Financial Strategies, INC.
February 2012 - January 2016 · 3 yrs 11 mos
Access Financial Group, INC.Broker
December 2007 - March 2014 · 6 yrs 3 mos
Access Financial Group, INC.Broker
January 2003 - November 2007 · 4 yrs 10 mos
First Alliance Asset Management INC
November 1999 - March 2010 · 10 yrs 4 mos
Round Hill Securities, INC.Broker
April 1998 - January 2003 · 4 yrs 9 mos
Painewebber IncorporatedBroker
March 1994 - April 1998 · 4 yrs 1 mo
Prudential Securities IncorporatedBroker
August 1983 - March 1994 · 10 yrs 7 mos
State Registrations5 states
ILKYOHSCTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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