Stanley Katz
Stanley Katz is a registered investment advisor at Oneseven, based in Daniel Island, SC, with 42 years of industry experience. Stanley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 5,456 clients with $4.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
OneSeven's investment management fees range from 0.05% to 2.00% annually, depending on the size and complexity of the client relationship and the services provided. Fees are paid quarterly or monthly in advance, except for former MGOIA clients who pay in arrears. Certain accounts may be charged additional fees of up to 0.5% for services not covered under the typical portfolio management arrangement, such as financial planning or working with other professionals. Fees are negotiable.
Location
Daniel Island, SC
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2006Customer Dispute
August 1993Other Business ActivitiesSells Insurance
Stanley is an independent licensed insurance agent since 1983, selling annuities. He is also a marketing committee member for The Dayton Foundation, dedicating minimal time, and a registered representative with Fortune Financial Services, spending a few hours per week. Additionally, Stanley works nearly full-time as an IAR with RIA MGO One Seven LLC.
Employment History
Current Registrations
Oneseven
Previous Registrations
Fortune Financial Services, INC.Broker
Ross, Sinclaire & Associates, LLC
Ross, Sinclaire & Associates, LLCBroker
Western International Securities, INC.Broker
Clientfirst Financial Strategies, INC.
Access Financial Group, INC.Broker
Access Financial Group, INC.Broker
First Alliance Asset Management INC
Round Hill Securities, INC.Broker
Painewebber IncorporatedBroker
Prudential Securities IncorporatedBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.