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Bradley Glasman

Hilltop Securities INC.
42 Years of Experience
Sherman Oaks, CA
20 DisclosuresBroker
View SEC Summary
View SEC Summary

Bradley Glasman is a registered investment advisor at Hilltop Securities INC., based in Sherman Oaks, CA, with 42 years of industry experience. Bradley is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 3,407 clients with $2.5B in assets under management.

Hilltop Securities INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
185 advisors
Number of Clients
3,407 clients
Average Client Portfolio
$736K average
Assets Under Management
$2.5B

Fee Structure

Minimum Investment:$30K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K3.00%
$250K - $500K2.50%
$500K - $1000K2.25%
$1.0M - $4.0M2.00%
$4M+1.85%

Rates reflect maximum wrap fee schedules across primary advisory programs (such as Compass UMA and Gateway FSP). Fees are negotiable and vary by program.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

15301 Ventura Blvd, Building B, Suite 410, Sherman Oaks, CA, 91403

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History

Regulatory History (20)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2013
Settled
Customer Dispute
November 2010
Settled
Customer Dispute
October 2009
Settled
Regulatory
May 2003
Final
Customer Dispute
September 2002
Settled
Customer Dispute
May 2001
Settled
Customer Dispute
February 2001
Settled
Customer Dispute
November 2000
Settled
Customer Dispute
August 2000
Settled
Customer Dispute
August 2000
Settled
Customer Dispute
June 2000
Settled
Customer Dispute
June 2000
Settled
Customer Dispute
December 1999
Settled
Customer Dispute
August 1999
Denied
Customer Dispute
July 1998
Settled
Customer Dispute
February 1998
Settled
Customer Dispute
May 1997
Settled
Employment Separation After Allegations
September 1996
Customer Dispute
September 1996
Settled
Customer Dispute
May 1996
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Hilltop Securities INC.
November 2008 - Present · 17 yrs 11 mos
Hilltop Securities INC.
October 2008 - Present · 18 yrs
Hilltop Securities INC.Broker
October 2008 - Present · 18 yrs
Previous Registrations
M. L. Stern & CO, LLC.
August 2004 - December 2008 · 4 yrs 4 mos
M.L. Stern & CO., LLC.Broker
February 2001 - December 2008 · 7 yrs 10 mos
First Union Securities, INC.Broker
October 1996 - April 2000 · 3 yrs 6 mos
Prudential Securities IncorporatedBroker
May 1993 - September 1996 · 3 yrs 4 mos
M.L. Stern & CO. INC.Broker
September 1983 - May 1993 · 9 yrs 8 mos
State Registrations23 states
AKALAZCACOFLGAIAILKYMIMNMTNMNVNYOHORSCUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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