Ronald Gershon
Ronald Gershon is a registered investment advisor at Hilltop Securities INC., based in Sherman Oaks, CA, with 33 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments. Their firm serves 2,241 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The Horizon Program fee is a negotiated annual flat fee, not to exceed 1.75%, billed quarterly in advance. This fee covers investment advice and reporting. The fee is debited from a separate account the client has with Hilltop Securities, not directly from the Horizon account. The value of alternative investments is based on information provided by the product sponsors and administrators, which may be delayed and not current. This fee is in addition to the investment management fees and other expenses charged by the Alternative Investment Funds and Structured Products.
Location
15301 Ventura Blvd, Building B, Suite 410, Sherman Oaks, CA, 91403
Get directionsHistory
Regulatory History (5)
Regulatory
March 2011Customer Dispute
November 2008Customer Dispute
May 2008Customer Dispute
March 2007Customer Dispute
May 2002Other Business Activities
Ronald is a partner in G & M Ventures, a real estate holding company, since 2018. He spends minimal time on this non-investment related activity.
Employment History
Current Registrations
Hilltop Securities INC.
Hilltop Securities INC.Broker
Hilltop Securities INC.
Previous Registrations
Oppenheimer & CO. INC.
Oppenheimer Asset Management
Oppenheimer & CO. INC.Broker
Fahnestock Asset Management
Cibc World Markets CORP.
Cibc World Markets CORP.Broker
Uboc Investment Services, INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.