William Lefkowitz
William Lefkowitz is a registered investment advisor at B. Riley Wealth Advisors, INC., based in Livingston, NJ, with 40 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 17,372 clients with $7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
B. Riley Wealth Advisors offers investment management through various programs. The Advisor-as-Portfolio Manager (APM) program allows your advisor to manage your account, potentially using outside managers. You'll pay an annual fee based on the value of your portfolio, which is negotiable up to a maximum. Transaction fees may be included or billed separately.
Third-Party Managed Programs are also available, utilizing the Envestnet platform. These programs also charge an annual fee based on the value of your portfolio, not exceeding 2.75%, which is negotiable. These programs may also be wrap fee programs.
Other third-party managed programs are available through Brinker, SEI, and AssetMark, with minimums starting at $500,000 for Brinker.
Location
615 West Mt Pleasant Ave, Livingston, NJ, 07039
Get directionsHistory
Regulatory History (11)
Customer Dispute
September 2025Customer Dispute
January 2025Regulatory
June 2012Customer Dispute
April 2012Customer Dispute
January 2007Customer Dispute
December 2005Customer Dispute
February 2005Customer Dispute
April 1999Employment Separation After Allegations
April 1999Regulatory
December 1991Employment Separation After Allegations
January 1990Employment History
Current Registrations
B. Riley Wealth Advisors, INC.
B. Riley Wealth ManagementBroker
Previous Registrations
National Securities CorporationBroker
Vfinance Investments, INCBroker
Ehrenkrantz King Nussbaum, INC.Broker
Weatherly Securities CorporationBroker
Cibc Oppenheimer CORP.Broker
Shearson Lehman Hutton INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
E. F. Hutton & Company INCBroker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.