James Mckay
James Mckay is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Renton, WA, with 42 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
901 Powell Avenue SW, STE 100, Renton, WA, 98057
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2012Other Business ActivitiesSells Insurance
James is involved in numerous business activities, including rental property management, industry associations, and financial services through multiple DBAs. He dedicates a significant amount of time, including full-time hours, to the sale and service of insurance, securities, and investment products.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Locust Street Securities, INC.Broker
New York Life Securities CORP.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.