Ernest Stanley
Ernest Stanley is a registered investment advisor at Janney Montgomery Scott LLC, based in Columbia, SC, with 41 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.
Location
1441 Main Street, Suite 700, Columbia, SC, 29201
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Regulatory History (1)
Customer Dispute
February 2015Other Business Activities
Ernest serves as Secretary/Treasurer of the Caroliniann Ball, an annual dinner dance. This activity is not investment-related.
Employment History
Current Registrations
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
F & G Securities, INC.Broker
Prudential-Bache Securities INC.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Gibbes, Poston & CO., INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.