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Randolph Liggitt

33 Years of Experience
Columbia, SC
1 DisclosureBroker

Randolph Liggitt is a registered investment advisor at Janney Montgomery Scott LLC, based in Columbia, SC, with 33 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1308 advisors
Number of Clients
239,256 clients
Average Client Portfolio
$421K average
Assets Under Management
$100.8B

Fee Structure

Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.

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Location

1441 Main Street, Suite 700, Columbia, SC, 29201

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History

Regulatory History (1)
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Employment Separation After Allegations
June 2024
Employment History
Current Registrations
Janney Montgomery Scott LLCBroker
August 2024 - Present · 1 yr 9 mos
Janney Montgomery Scott LLC
August 2024 - Present · 1 yr 9 mos
Previous Registrations
Truist Investment Services, INC.Broker
February 2021 - July 2024 · 3 yrs 5 mos
Truist Advisory Services, INC.
February 2021 - July 2024 · 3 yrs 5 mos
Bb&t Securities, LLCBroker
January 2013 - February 2021 · 8 yrs 1 mo
Bb&t Securities, LLC
January 2013 - February 2021 · 8 yrs 1 mo
Scott & Stringfellow, LLC
July 2007 - January 2013 · 5 yrs 6 mos
Scott & Stringfellow, LLCBroker
June 2007 - January 2013 · 5 yrs 7 mos
Wachovia Securities, LLC
June 2002 - July 2007 · 5 yrs 1 mo
Wachovia Securities, LLCBroker
June 2002 - July 2007 · 5 yrs 1 mo
Wachovia Securities, INC.Broker
March 1993 - June 2002 · 9 yrs 3 mos
Prudential Securities IncorporatedBroker
March 1992 - March 1993 · 1 yr
State Registrations11 states
ALCAFLGAMENCNYSCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Randolph Liggitt - Financial Advisor | TrueAdvisor