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Frank Subasic

Janney Montgomery Scott LLC
31 Years of Experience
Columbia, SC
1 DisclosureBroker
View SEC Summary
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Frank Subasic is a registered investment advisor at Janney Montgomery Scott LLC, based in Columbia, SC, with 31 years of industry experience. Frank is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1340 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1441 Main Street, Suite 700, Columbia, SC, 29201

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2005
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Frank is a trustee for his father's trust, starting in June 2019. This activity requires minimal time.

Employment History
Current Registrations
Janney Montgomery Scott LLC
January 2026 - Present · 9 mos
Janney Montgomery Scott LLCBroker
January 2026 - Present · 9 mos
Previous Registrations
First Citizens Investor Services, INC.
September 2018 - September 2018 · 0 mos
First Citizens Investor Services, INC.Broker
September 2018 - September 2018 · 0 mos
Wells Fargo Advisors
July 2010 - January 2026 · 15 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
July 2010 - January 2026 · 15 yrs 6 mos
Morgan Stanley Smith Barney LLC
February 2010 - July 2010 · 5 mos
Morgan Stanley Smith BarneyBroker
February 2010 - July 2010 · 5 mos
Morgan Stanley Smith BarneyBroker
June 2009 - September 2009 · 3 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
June 1996 - April 2007 · 10 yrs 10 mos
Copeland Equities, INC.Broker
September 1991 - December 1992 · 1 yr 3 mos
State Registrations32 states
ALARCACOCTDEFLGAILKYLAMAMDMIMOMTNCNJNVNYOHOKORPASCTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Frank Subasic - Financial Advisor | TrueAdvisor