SF
SF
Scott Ferguson is a registered investment advisor at Morgan Stanley, based in Leawood, KS, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
11161 Overbrook Road, Suite 225, Leawood, KS, 66211
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 2002Closed-No Action
Other Business Activities
Scott is a partner in Show-Biz Stables and Cozi Ranch LLC, involved in buying, selling, and training horses since 2010. He is also a co-owner of Cozi II LLC, which is investment-related and involves horse leasing and boarding, taking about 10-20% of his time.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
October 2002 - April 2007 · 4 yrs 6 mos
Morgan Stanley
October 2002 - April 2007 · 4 yrs 6 mos
Merrill Lynch Pierce Fenner & Smith INC.
September 1983 - October 2002 · 19 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1983 - October 2002 · 19 yrs 2 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.