MU
MU
Michael Underwood
35 Years of Experience
Leawood, KS
3 DisclosuresBroker
Michael Underwood is a registered investment advisor at Morgan Stanley, based in Leawood, KS, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
11161 Overbrook Road, Suite 225, Leawood, KS, 66211
Get directionsHistory
Regulatory History (3)
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Customer Dispute
August 2007Denied
Customer Dispute
October 2002Settled
Customer Dispute
July 1993Pending
Employment History
Current Registrations
Morgan Stanley
April 2014 - Present · 12 yrs 1 mo
Morgan StanleyBroker
April 2014 - Present · 12 yrs 1 mo
Previous Registrations
UBS Financial Services INC.
October 2001 - April 2014 · 12 yrs 6 mos
UBS Financial Services INC.Broker
May 2000 - April 2014 · 13 yrs 11 mos
Fbd Investment Services, INC.Broker
October 1994 - May 2000 · 5 yrs 7 mos
Prudential Securities IncorporatedBroker
March 1993 - October 1994 · 1 yr 7 mos
Hibbard Brown & CO., INC.Broker
February 1991 - April 1993 · 2 yrs 2 mos
State Registrations30 states
ALAZCACOCTDEFLGAIAIDILKSLAMAMDMNMONENJNVNYOHOKORPASCTNTXVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.