JN
JN
James Neunuebel is a registered investment advisor at Morgan Stanley, based in Leawood, KS, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
11161 Overbrook Road, Suite 225, Leawood, KS, 66211
Get directionsHistory
Regulatory History (2)
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Customer Dispute
May 2003Award / Judgment
Customer Dispute
February 1992Award / Judgment
Employment History
Current Registrations
Morgan StanleyBroker
May 2023 - Present · 3 yrs
Morgan Stanley
May 2023 - Present · 3 yrs
Previous Registrations
UBS Financial Services INC.Broker
June 2014 - May 2023 · 8 yrs 11 mos
UBS Financial Services INC.
June 2014 - May 2023 · 8 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 1992 - July 2014 · 22 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1988 - July 2014 · 26 yrs 3 mos
State Registrations27 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.