Charles Walker
Charles Walker is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Denver, CO, with 42 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
4700 S. Syracuse St., Suite 830, Denver, CO, 80237
Get directionsHistory
Regulatory History (2)
Regulatory
March 1993Employment Separation After Allegations
November 1992Other Business ActivitiesSells Insurance
Charles owns Cornerstone Wealth Management, Cornerstone Wealth Advisors, Inc., and CFW Financial Group, Inc., spending about a quarter of his time on Cornerstone Wealth Advisors, Inc. Charles is also an agent for Cornerstone Financial Planners, using variable annuities from time to time, dedicating minimal time to this.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
Investacorp Advisory Services INC
Investacorp, INC.Broker
Cornerstone Investment Services, INC.
First Southeastern Securities Group, IncorporatedBroker
A. G. Edwards & Sons, INC.Broker
Goldome Securities, INC.Broker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.