Charles Walker
Charles Walker is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Denver, CO, with 42 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more. Their firm serves 575,512 clients with $230B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers several investment management programs where fees are charged as an annual percentage of your portfolio, typically billed monthly or quarterly. Because individual financial professionals negotiate their own fee schedules and programs vary by platform, exact rates depend on the specific account type and manager selected.
- Advisor Managed Portfolios and Unified Managed Account Programs — Fees vary based on negotiations with your financial professional and the specific asset allocation models or third-party managers chosen.
- Plan Participant Retirement Program — Annual management fees charge up to 3.00% of your account assets, structured as a fixed percentage or a tiered fee schedule.
- Program Annuities — Annual advisory fees for managing outside annuities will not exceed 1.50% of program assets for new accounts.
Account minimums vary widely by program, ranging from $5,500 to $10,000 for certain automated or platform accounts, while other programs depend on the specific investment product or third-party manager.
Location
4700 S. Syracuse St., Suite 830, Denver, CO, 80237
Get directionsHistory
Regulatory History (2)
Regulatory
March 1993Employment Separation After Allegations
November 1992Other Business ActivitiesSells Insurance
Charles owns Cornerstone Wealth Management, Cornerstone Wealth Advisors, Inc., and CFW Financial Group, Inc., spending about a quarter of his time on Cornerstone Wealth Advisors, Inc. Charles is also an agent for Cornerstone Financial Planners, using variable annuities from time to time, dedicating minimal time to this.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
Investacorp Advisory Services INC
Investacorp, INC.Broker
Cornerstone Investment Services, INC.
First Southeastern Securities Group, IncorporatedBroker
A. G. Edwards & Sons, INC.Broker
Goldome Securities, INC.Broker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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