KT
CFP
KT
CFP

Kris Eric Tower

29 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningEducation PlanningEstate PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9179 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K
Financial Planning:Investment management only
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Location

4700 S. Syracuse Street, Suite 830, Denver, CO, 80237

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kris is a registered representative and registered principal with OSAIC Wealth, Inc., and an investment adviser representative with Novem Group. Kris is also the President of AP Denver, dealing with fixed insurance, office leasing, and expert witness work, and a board member of the Financial Planning Association Political Action Committee.

Employment History
Current Registrations
Osaic Wealth, INC.
October 2024 - Present · 1 yr 4 mos
Osaic Wealth, INC.Broker
October 2024 - Present · 1 yr 4 mos
Novem Group
January 2015 - Present · 11 yrs 1 mo
Previous Registrations
American Portfolios Advisors, INC
February 2006 - October 2024 · 18 yrs 8 mos
American Portfolios Financial Services, INC.Broker
February 2006 - October 2024 · 18 yrs 8 mos
Northeast Asset Management, INC.
April 2004 - February 2006 · 1 yr 10 mos
Northeast Securities, INC.Broker
January 2004 - February 2006 · 2 yrs 1 mo
Lloyd, Scott & Valenti, INC.
November 2003 - January 2004 · 2 mos
Lloyd, Scott & Valenti, LTD.Broker
May 2003 - January 2004 · 8 mos
Rsm Mcgladrey, INC.
March 2003 - May 2003 · 2 mos
H&r Block Financial Advisors, INC.Broker
August 1996 - May 2003 · 6 yrs 9 mos
State Registrations52 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Kris Eric Tower - Financial Advisor | TrueAdvisor