Neil Egleston
Neil Egleston is a registered investment advisor at Osaic Wealth, INC., based in Denver, CO, with 28 years of industry experience. Neil operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
4700 S. Syracuse Street, Suite 830, Denver, CO, 80237
Get directionsHistory
Regulatory History (6)
Customer Dispute
January 2014Customer Dispute
December 2012Regulatory
August 2012Customer Dispute
November 2011Employment Separation After Allegations
August 2009Customer Dispute
October 2007Other Business ActivitiesSells Insurance
Neil is involved in group health, life, and disability insurance, and owns rental property since 2004. He is also an investor in ACT Capital Partners LLC, but has no duties other than tax preparation, dedicating minimal time to it.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
American Portfolios Financial Services, INC.Broker
American Portfolios Advisors, INC
Northeast Asset Management LLC
Northeast Securities, LLCBroker
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Hornor, Townsend & Kent, INC.
Hornor, Townsend & Kent, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.