Michael Pepe
Michael Pepe is a registered investment advisor at Ameriprise Financial Services, LLC, based in Tampa, FL, with 42 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
4030 W Boy Scout Blvd, Ste 300, Tampa, FL, 33607-5713
Get directionsHistory
Regulatory History (7)
Customer Dispute
May 2018Customer Dispute
October 2008Customer Dispute
June 2005Customer Dispute
March 2005Customer Dispute
April 2002Customer Dispute
June 2000Criminal
April 1981Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
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Gunnallen Financial, INCBroker
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State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.