DP
DP
Deni Patton
42 Years of Experience
Salinas, CA
1 DisclosureBroker
Deni Patton is a registered investment advisor at Cetera Investment Advisers LLC, based in Salinas, CA, with 42 years of industry experience. Deni is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location
30 E San Joaquin, Suite 107, Salinas, CA, 93901
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 1987Settled
Other Business Activities
Deni is the owner of Integrated Management Group (IMG), providing financial services since 2002. Deni dedicates nearly full-time hours to this role, including supervisory duties and working as a registered representative.
Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 7 mos
Cetera Advisors LLCBroker
January 2004 - Present · 22 yrs 9 mos
Previous Registrations
Cetera Advisors LLC
January 2004 - March 2024 · 20 yrs 2 mos
Ifg Advisory Services INC
July 1997 - January 2004 · 6 yrs 6 mos
Ifg Network Securities, INC.Broker
December 1992 - January 2004 · 11 yrs 1 mo
Planned Investments INC.Broker
August 1987 - December 1992 · 5 yrs 4 mos
Painewebber IncorporatedBroker
October 1984 - July 1987 · 2 yrs 9 mos
Ty Ebright & Associates, INC.Broker
September 1983 - May 1986 · 2 yrs 8 mos
State Registrations17 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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