David Kaplan
David Kaplan is a registered investment advisor at Madison Global Advisors LLC, based in Hauppauge, NY, with 41 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 178 clients with $80M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The fee charged by MGA is 2% or less annually for advisory clients. We consider account size, investment objectives, and services required in determining our fee.
Fee Estimator
Location
350 Motor Parkway, Suite 205, Hauppauge, NY, 11788
Get directionsHistory
Regulatory History (5)
Customer Dispute
December 2014Regulatory
September 2011Customer Dispute
March 2009Customer Dispute
August 1993Customer Dispute
June 1992Other Business ActivitiesSells Insurance
David is a licensed insurance agent and owner of Madison Global Insurance Agency, selling life and travel accident insurance through American National Life Insurance Co of NY. He also engages in business development and consulting through MGP Consultants and Madison III LLC, dedicating time as needed to these activities.
Employment History
Current Registrations
Madison Global Advisors LLC
Madison Global Partners LLCBroker
Previous Registrations
Madison Global Advisors LLC
Trident Advisors LLC
Trident Partners LTD.Broker
Gilford Financial CORP.
Carnegie Investor Services INC.Broker
Gilford Securities IncorporatedBroker
The Stuart-James Company, IncorporatedBroker
Best Investors Group, INC.Broker
Marketfield Securities LimitedBroker
Fahnestock & CO., INC.Broker
Fahnestock International INC.Broker
Fahnestock & CO., INC.Broker
Rooney, Pace INC.Broker
Blinder, Robinson & Co.,inc.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.