Brian Rockowitz
Brian Rockowitz is a registered investment advisor at Madison Global Advisors LLC, based in Hauppauge, NY, with 36 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 178 clients with $80M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The fee charged by MGA is 2% or less annually for advisory clients. We consider account size, investment objectives, and services required in determining our fee.
Fee Estimator
Location
350 Motor Parkway, Suite 205, Hauppauge, NY, 11788
Get directionsHistory
Regulatory History (6)
Customer Dispute
December 2022Customer Dispute
April 2021Customer Dispute
April 2020Customer Dispute
February 2013Customer Dispute
March 2006Customer Dispute
June 2003Other Business ActivitiesSells Insurance
Brian is the president of BDR Group, Inc., a business established for income tax purposes, dedicating minimal time. He also works as a licensed insurance sales agent for Prestige Insurance, spending about 10-20% of his time, and provides insurance services for Madison Global Insurance Agency LLC and Senior Services Of North America, spending a few hours per week on each.
Employment History
Current Registrations
Madison Global Advisors LLC
Madison Global Partners LLCBroker
Previous Registrations
Madison Global Advisors LLC
Aegis Capital CORP.Broker
Aegis Capital CORP.
Paulson Investment Company, INC.
Paulson Investment Company, INC.Broker
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Spencer Trask Ventures, INC.Broker
Gruntal & CO. IncorporatedBroker
Gilford Securities IncorporatedBroker
Chatfield Dean & CO., INC.Broker
Chatfield Dean & CO., INC.Broker
The Stuart-James Company, IncorporatedBroker
Best Investors Group, INC.Broker
Investors Center, INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.