Richard Giles is a registered investment advisor, based in Mt Pleasant, SC, with 42 years of industry experience.
Location
235 Magrath Darby Blvd, Ste 330, Mt Pleasant, SC, 29464
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Regulatory History (1)
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Customer Dispute
February 2003Settled
Employment History
Current Registrations
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Bb&t Securities, LLC
January 2013 - February 2021 · 8 yrs 1 mo
Bb&t Securities, LLCBroker
January 2013 - February 2021 · 8 yrs 1 mo
Scott & Stringfellow, LLC
October 2010 - January 2013 · 2 yrs 3 mos
Scott & Stringfellow, LLCBroker
October 2010 - January 2013 · 2 yrs 3 mos
UBS Financial Services INC.
June 1994 - October 2010 · 16 yrs 4 mos
UBS Financial Services INC.Broker
June 1994 - October 2010 · 16 yrs 4 mos
A. G. Edwards & Sons, INC.Broker
April 1990 - June 1994 · 4 yrs 2 mos
Wheat, First Securities, INC.Broker
October 1983 - April 1990 · 6 yrs 6 mos
State Registrations41 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.