Jeffrey Stephens is a ChFC-designated registered investment advisor at Mma Securities LLC, based in San Diego, CA, with 42 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 8,394 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
MMA Securities offers two services through a subadviser, Empower Advisory Group (EAG):
- In-Plan Advice (Online Advice Service): This service provides online guidance and investment advice, but you implement the recommendations yourself. There is no fee charged directly to plan participants for using this service.
- MMA MyPath (Managed Account Service): This service manages your retirement account for you. Participants in this service pay an annual asset-based fee. The fee covers costs associated with providing the service, including expenses payable to EAG and other service providers. MMA Securities does not retain any portion of this fee.
Location
9171 Towne Centre Drive, Suite 100, San Diego, CA, 92122
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Mma Securities LLCBroker
Mma Securities LLC
Previous Registrations
Sdm Advisors, LLC
Valmark Securities, INC.Broker
Valmark Advisers, INC.
Financial Telesis, INC.
Financial Telesis INCBroker
Arete Wealth Advisors, LLC
Arete Wealth Management, LLCBroker
Private Wealth Advisors, INC.
Private Consulting Group, INC.Broker
Private Consulting Group, INC.
NFP Securities, INC.
NFP Securities, INC.Broker
New England SecuritiesBroker
Penn Mutual Equity Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.