RE
CFA
RE
CFA

Ryan Esping

15 Years of Experience
San Diego, CA
Broker

Ryan Esping is a CFA-designated registered investment advisor at Mma Securities LLC, based in San Diego, CA, with 15 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 8,394 clients.

Compensation
Commission-BasedFixed/Hourly
Firm Size
162 advisors
Number of Clients
8,394 clients
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

MMA Securities offers two services through a subadviser, Empower Advisory Group (EAG):

  • In-Plan Advice (Online Advice Service): This service provides online guidance and investment advice, but you implement the recommendations yourself. There is no fee charged directly to plan participants for using this service.
  • MMA MyPath (Managed Account Service): This service manages your retirement account for you. Participants in this service pay an annual asset-based fee. The fee covers costs associated with providing the service, including expenses payable to EAG and other service providers. MMA Securities does not retain any portion of this fee.
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Location

9171 Towne Centre Drive, Suite 100, San Diego, CA, 92122

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ryan owns two rental properties in Oregon since 2017 and 2019, respectively. These activities are investment-related and require minimal time.

Employment History
Current Registrations
Mma Securities LLC
July 2019 - Present · 6 yrs 10 mos
Mma Securities LLCBroker
July 2019 - Present · 6 yrs 10 mos
Previous Registrations
Morgan StanleyBroker
May 2011 - July 2019 · 8 yrs 2 mos
Morgan Stanley
May 2011 - July 2019 · 8 yrs 2 mos
Phillips & Company
September 2010 - April 2011 · 7 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.