Scott Wernecke
Scott Wernecke is a CFP-designated registered investment advisor at Mma Securities LLC, based in San Diego, CA, with 19 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 10,839 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
For the MMA MyPath managed account service, participants pay an annual asset-based fee determined by the agreement between the plan sponsor and MMA Securities. This fee is used to cover administrative costs and expenses payable to service providers, and MMA Securities does not retain any portion of the fee. Fees are generally calculated based on account balances at the end of each quarter and debited directly from participant accounts by the recordkeeper. The In-Plan Advice online service is provided at no direct fee to plan participants.
Location
9171 Towne Centre Drive, Suite 100, San Diego, CA, 92122
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Scott is an employee of Marsh & McLennan Agency LLC (MMA) and supports its insurance services. These activities are non-investment related.
Employment History
Current Registrations
Mma Securities LLC
Mma Securities LLCBroker
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Lincoln InvestmentBroker
Mutual of America Life Insurance CompanyBroker
Mutual of America Securities CorporationBroker
T. Rowe Price Investment Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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