TrueAdvisor
TrueAdvisor
CB
CFP
CB
CFP

Carl Benedict

Legacy Wealth Concepts
43 Years of Experience
Baton Rouge, LA
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Carl Benedict is a CFP-designated registered investment advisor at Legacy Wealth Concepts, based in Baton Rouge, LA, with 43 years of industry experience. Carl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 151 clients with $65M in assets under management.

Legacy Wealth Concepts
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
151 clients
Average Client Portfolio
$429K average
Assets Under Management
$64.8M

Fee Structure

Minimum Investment:$250K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.25%

Fees range from 0.25% to 1.25% annually and are negotiable. Billed quarterly in arrears.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

17461 Jefferson Hwy., Suite B, Baton Rouge, LA, 70817

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2015
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Carl is involved in several business activities, including investment advisory services, rental property management, captive insurance consulting, tax preparation, and estate planning. He is also an independent insurance agent and a member of the Board of Election Supervisors.

Employment History
Current Registrations
Legacy Wealth Concepts
May 2011 - Present · 15 yrs 5 mos
Previous Registrations
United Planners' Financial Services of America a Limited PartnerBroker
August 1998 - May 2026 · 27 yrs 9 mos
Royal Alliance Associates, INC.Broker
August 1997 - August 1998 · 1 yr
United Planners' Financial Services of America a Limited PartnerBroker
November 1991 - August 1997 · 5 yrs 9 mos
Anchor National Financial Services, INC.Broker
March 1988 - November 1991 · 3 yrs 8 mos
Collins-Ogden, INC.Broker
July 1987 - April 1988 · 9 mos
Fsc Securities CorporationBroker
September 1983 - July 1987 · 3 yrs 10 mos
State Registrations2 states
LATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Baton Rouge, LA →All financial advisors in Louisiana →