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CFP

Evan Wardner

LPL Financial LLC
40 Years of Experience
Orchard Park, NY
BrokerSells Insurance
View SEC Summary
View SEC Summary

Evan Wardner is a CFP-designated registered investment advisor at LPL Financial LLC, based in Orchard Park, NY, with 40 years of industry experience. Evan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

4063 N Buffalo St, Orchard Park, NY, 14127

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Evan is involved in real estate rental activities and works for AIM Independent Living Center. He also works as a non-variable insurance producer, dedicating minimal time to each activity.

Employment History
Current Registrations
LPL Financial LLC
February 2024 - Present · 2 yrs 8 mos
LPL Financial LLCBroker
February 2024 - Present · 2 yrs 8 mos
Previous Registrations
Wny Asset Management, LLC
October 2015 - January 2024 · 8 yrs 3 mos
Cadaret, Grant & CO., INC.Broker
May 2013 - January 2024 · 10 yrs 8 mos
LPL Financial LLCBroker
September 1998 - September 2012 · 14 yrs
H.J. Meyers & CO., INC.Broker
July 1997 - September 1998 · 1 yr 2 mos
H.J. Meyers & CO., INC.Broker
August 1992 - August 1995 · 3 yrs
Royal Alliance Associates, INC.Broker
November 1990 - June 1992 · 1 yr 7 mos
Seco West LimitedBroker
November 1987 - October 1990 · 2 yrs 11 mos
Kidder, Peabody & CO. IncorporatedBroker
May 1986 - November 1987 · 1 yr 6 mos
Empire National Securities, IncorporatedBroker
August 1983 - June 1986 · 2 yrs 10 mos
State Registrations23 states
AZCACOCTFLIAILINMAMEMIMNMSNENJNVNYOHOKPASCVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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