Evan Wardner
Evan Wardner is a CFP-designated registered investment advisor at LPL Financial LLC, based in Orchard Park, NY, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4063 N Buffalo St, Orchard Park, NY, 14127
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Evan is involved in real estate rental activities and works for AIM Independent Living Center. He also works as a non-variable insurance producer, dedicating minimal time to each activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wny Asset Management, LLC
Cadaret, Grant & CO., INC.Broker
LPL Financial LLCBroker
H.J. Meyers & CO., INC.Broker
H.J. Meyers & CO., INC.Broker
Royal Alliance Associates, INC.Broker
Seco West LimitedBroker
Kidder, Peabody & CO. IncorporatedBroker
Empire National Securities, IncorporatedBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.