FA
CFP
FA
CFP

Frank Antonucci

45 Years of Experience
Orchard Park, NY
1 DisclosureBrokerSells Insurance

Frank Antonucci is a CFP-designated registered investment advisor at LPL Financial LLC, based in Orchard Park, NY, with 45 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

4063 N Buffalo St, Orchard Park, NY, 14127

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2005
Award / Judgment
Other Business ActivitiesSells Insurance

Frank sells non-variable insurance products, including life, disability, long-term health care, and fixed annuities. This activity takes about 10% of his time.

Employment History
Current Registrations
LPL Financial LLC
August 2017 - Present · 8 yrs 9 mos
LPL Financial LLC
January 1993 - Present · 33 yrs 4 mos
LPL Financial LLCBroker
January 1993 - Present · 33 yrs 4 mos
Previous Registrations
Painewebber IncorporatedBroker
June 1989 - January 1993 · 3 yrs 7 mos
Dean Witter Reynolds INC.Broker
November 1983 - June 1989 · 5 yrs 7 mos
L. F. Rothschild, Unterberg, TowbinBroker
January 1982 - November 1983 · 1 yr 10 mos
Fittin, Cunningham & Lauzon, INC.Broker
March 1981 - January 1982 · 10 mos
Ids Life Insurance CompanyBroker
October 1978 - June 1979 · 8 mos
Ids Marketing CorporationBroker
October 1978 - June 1979 · 8 mos
Investors Diversified Services, INC.Broker
October 1978 - June 1979 · 8 mos
State Registrations23 states
AZCACOCTFLIAILINMAMEMIMNMSNENJNVNYOHOKPASCVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.