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Kenneth Montal

Raymond James & Associates, INC.
42 Years of Experience
Paramus, NJ
1 DisclosureBroker
View SEC Summary
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Kenneth Montal is a registered investment advisor at Raymond James & Associates, INC., based in Paramus, NJ, with 42 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

61 South Paramus Road, Suite 360, Paramus, NJ, 07652

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2016
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
June 2026 - Present · 4 mos
Raymond James & Associates, INC.
June 2026 - Present · 4 mos
Previous Registrations
UBS Financial Services INC.Broker
December 2010 - June 2026 · 15 yrs 6 mos
UBS Financial Services INC.
December 2010 - June 2026 · 15 yrs 6 mos
Morgan Stanley Smith BarneyBroker
June 2009 - December 2010 · 1 yr 6 mos
Morgan Stanley Smith Barney LLC
June 2009 - December 2010 · 1 yr 6 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
September 2006 - April 2007 · 7 mos
Morgan Stanley Dw INC.Broker
September 2005 - April 2007 · 1 yr 7 mos
Citigroup Global Markets INC.Broker
October 2000 - September 2005 · 4 yrs 11 mos
Lebenthal & CO., INC.Broker
November 1990 - October 2000 · 9 yrs 11 mos
Gary Goldberg & CO., INC.Broker
May 1987 - November 1990 · 3 yrs 6 mos
Citicorp Financial Services,inc.Broker
January 1985 - April 1987 · 2 yrs 3 mos
Thomson Mckinnon Securities INC.Broker
October 1983 - July 1984 · 9 mos
Norbay Securities INC.Broker
August 1983 - November 1983 · 3 mos
State Registrations25 states
ALARAZCACOCTDEFLGAILMAMDNCNHNJNMNYPARISCTNTXVAVTVirgin Islands
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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