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Michael Misner

42 Years of Experience
The Woodlands, TX
1 DisclosureBroker

Michael Misner is a registered investment advisor at Ameriprise Financial Services, LLC, based in The Woodlands, TX, with 42 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

The Woodlands, TX

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 1999
Settled
Other Business Activities

Michael is involved with Certainty of the Uncertainty, LLC since September 2024. This activity takes about 35-50 hours per month, including time during trading hours.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 1990 - Present · 36 yrs 4 mos
Ameriprise Financial Services, LLC
March 1990 - Present · 36 yrs 4 mos
Ameriprise Financial Services, LLCBroker
March 1990 - Present · 36 yrs 4 mos
Previous Registrations
Ids Life Insurance CompanyBroker
March 1990 - July 2006 · 16 yrs 4 mos
Oppenheimer & CO., INC.Broker
June 1988 - March 1990 · 1 yr 9 mos
Rauscher Pierce Refsnes, INC.Broker
October 1983 - June 1988 · 4 yrs 8 mos
State Registrations9 states
ALARFLGAMENHOKTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Misner - Financial Advisor | TrueAdvisor