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Michael Misner

42 Years of Experience
The Woodlands, TX
1 DisclosureBroker

Michael Misner is a registered investment advisor at Ameriprise Financial Services, LLC, based in The Woodlands, TX, with 42 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

The Woodlands, TX

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 1999
Settled
Other Business Activities

Michael is involved with Certainty of the Uncertainty, LLC since September 2024. This activity takes about 35-50 hours per month, including time during trading hours.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 1990 - Present · 36 yrs 7 mos
Ameriprise Financial Services, LLC
March 1990 - Present · 36 yrs 7 mos
Ameriprise Financial Services, LLCBroker
March 1990 - Present · 36 yrs 7 mos
Previous Registrations
Ids Life Insurance CompanyBroker
March 1990 - July 2006 · 16 yrs 4 mos
Oppenheimer & CO., INC.Broker
June 1988 - March 1990 · 1 yr 9 mos
Rauscher Pierce Refsnes, INC.Broker
October 1983 - June 1988 · 4 yrs 8 mos
State Registrations9 states
ALARFLGAMENHOKTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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